Conduct and Practices Handbook
| Course Code | FINA-308 |
|---|---|
| Lecture hours per week | 4 |
| Lab hours per week | |
| Course Availability | Open |
| Description | The CPH teaches students about the critical work practices that are part of an investment advisor's daily life. Fiduciary duty, Standards of Care and Know Your Client Rules are all critical in maintaining the integrity of our Capital Markets. |