For the latest COVID-19 information and news from Centennial College, please visit Together Again Fall 2021. (Please note, that at-home rapid antigen testing began Monday, October 4 and you must show results on the Campus Safety Watch App).

Conduct and Practices Handbook

Course Code FINA-308
Lecture hours per week 4
Lab hours per week
Course Availability: Open
Description:

The CPH teaches students about the critical work practices that are part of an investment advisor's daily life. Fiduciary duty, Standards of Care and Know Your Client Rules are all critical in maintaining the integrity of our Capital Markets.

An understanding of various trading rules are integrated with an ethical and moral framework to give students confidence in negotiating the path to a successful practice.

Course Outline
TOP OF PAGE